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Beyond the Obvious: Seeing Through the Lens of First Principles

Updated: Jan 29

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Our brains are built to spot patterns, helping us make sense of the world around us. However, this ability can sometimes lead us into mental traps, like confirmation bias, where we pay more attention to things that match what we already believe and ignore what doesn’t.


This tendency to stick with what we already think we know can make it hard to solve real-world problems. We tend to fit new information into our old ways of thinking, which can block our ability to think clearly. I call these roadblocks biases and fallacies, and they can really mess with our ability to make good decisions.


To get past these biases, we need to use a careful and thoughtful approach called first principles thinking. Through my own experience, using first principles has greatly improved my ability to think clearly and come up with effective solutions.



So The First Principle is

Delving into the concept of the First Principle, we find ourselves at the crossroads of philosophy and scientific reasoning. Imagine breaking down a big, complicated puzzle into smaller, manageable pieces and then putting it all back together, starting from scratch. This method is like peeling an onion layer by layer, getting us to question everything we thought we knew. It's all about hitting the reset button on our assumptions and biases, clearing the fog in our minds to see things more clearly.


Tracing the origins of the First Principle takes us on a journey back to ancient philosophy, where the term "principia" held significant sway. Aristotle championed this approach. He argued that to truly grasp the essence of the world around us, we must begin by identifying its most fundamental elements and causes. He posited that for all knowledge and comprehension, we have to start with the basic building blocks of knowledge (the elemental truths).

Fast forward to the Renaissance and Enlightenment periods, and we see the concept of First Principles gaining new momentum. In these times of bright minds waking up to new ideas, thinkers and scientists didn't just swallow what was told to them by previous generations. They wanted to strip down old knowledge to its core, using observation, experimentation, and rational analysis. Like architects laying a strong foundation before building, they formed their knowledge on solid truths.


But First Principles isn't just old talk; it lights the way for us even now in fields from physics to engineering. It dares us to challenge what's always been accepted, to break down the complicated to uncover the simple truths hidden underneath. It's about wiping the slate clean of any preconceived notions and biases, and building our understanding from the bottom. By asking, "What do we know for sure?" we can piece together our knowledge, leading to discoveries and solutions that were hidden by the maze of complex thoughts before.


Why First Principle Thinking is Crucial

Why embrace the First Principle thinking, you might wonder? Well, let's embark on a thought-provoking journey to unravel the rationale behind this powerful approach and explore its fascinating applications, shall we?


At the core of First Principle thinking is the drive to get to the real truth, without letting previous ideas or common beliefs get in the way. Think of it as being like a detectivewho questions everything at first sight. This way of thinking lets you see things for what they really are, not just what everyone has always said they are.


Look at Elon Musk and SpaceX for a perfect example. Musk saw that rockets were super expensive and decided not to just accept that as the way things have to be. He broke it down to the basics - the cost of the materials - and found out that rockets themselves aren't that costly; it's the process and industry extras that make them so. By building rockets in-house, SpaceX cut costs massively, shaking up the whole space industry. This shows the power of questioning the usual way of doing things and the innovation that can come from thinking from scratch.


"It is important to view knowledge as sort of a semantic tree - make sure you understand the fundamental principles, i.e., the trunk and big branches, before you get into the leaves/details or there is nothing for them to hang onto." -Elon Musk

But, it's not always easy. This method asks for a deep dive into what's really going on, similar to how Socrates used to keep asking "why" to get to the truth. Asking "why" five times, for instance, can peel away the superficial layers, revealing the core of an issue. This can take time but peeling away the layers to get to the heart of a problem can open up new ways of understanding that you just can't get on the surface.


In fields like physics and math, breaking down complex ideas into simple, universal laws (like Newton's Laws of Motion or the principles of Euclidean Geometry.) helps make sense of complicated things. This reductionist approach doesn't just simplify; it clarifies, enabling us to grasp and predict the workings of complex systems. However, we need to be careful not to oversimplify and miss out on important details.


"Divide each difficulty into as many parts as is feasible and necessary to resolve it." -Rene Descartes

Innovation often springs up from the rich soil of First Principle thinking. Take Apple's approach to design as an example. They focus on making things simple and putting the user first. Instead of starting with the tech, Apple thinks about what people really need and want, and then they figure out how to make that happen. This way of doing things might take more time and effort, but it leads to really creative and groundbreaking ideas that stand out from the usual stuff.


But how do we use this kind of thinking in real life? First Principle thinking gives us a toolkit of basic, flexible truths that we can use in all sorts of situations. For example, machine learning uses simple math principles (statistics) to do amazing things like recognize faces or translate languages. This shows how this kind of thinking gives us tools that are incredibly versatile and widely applicable (apply the same knowledge in different domains).


However, when we use these broad truths to solve specific problems, we have to be careful. The real world is full of unique and complex details that these general truths have to be adjusted to fit. It's important to mix these basic principles with specific knowledge (domain-specific) of the situation to make sure our solutions work well in the real world, not just in theory.


💡 Deep Thoughts and Considerations



Interdisciplinary Thinking:

"First principles thinking encourages drawing on knowledge from multiple disciplines, promoting a more holistic understanding".

This approach not only deepens our understanding but also expands our viewpoint, helping us tackle problems with a level of depth and creativity that sticking to just one field can't match. Take environmental science as an example, where it brings together biology, chemistry, physics, and sociology to tackle big issues like climate change. By combining insights from different areas, we get a fuller picture of environmental problems and can come up with solutions that are both thorough and effective. Thinking across disciplines pushes us to step out of our own little boxes, giving us a more complete view of challenges and leading to breakthrough solutions that we'd likely miss if we only looked through the lens of one discipline.



Rigorous Analysis:

"It requires rigor in breaking down complex ideas, which is intellectually demanding but fosters clear, logical thinking".

First principles thinking is like taking a complex puzzle and breaking it down into its simplest pieces. It's like going on an adventure deep under the sea, where each dive shows you clearer and more interesting details. This kind of deep thinking makes sure our ideas are sharp and make sense, cutting out all the unnecessary stuff to spotlight the real truths. Think about solving a math problem where you start with the very basics and step by step, you build up to a solution that's both bulletproof and beautifully straightforward. By looking closely at each piece of the puzzle, we get a clear view that's super important for tackling tough problems. This way of thinking isn't just a strategy; it's a whole skill on its own.



Counter to Human Nature:

"Unlike the human tendency to use shortcuts for quick decisions, first principles thinking requires deeper, more critical thinking, challenging superficial judgments and fostering innovative solutions".

Jumping into first principles thinking is like swimming upstream—it's not what we're naturally inclined to do. Our brains love shortcuts, using quick tricks and comparisons to make snap decisions. This is our inner programming working to keep us safe and quick on our feet. But first principles thinking wants us to hit the brakes, to skip the easy answers and dig deeper, even though it's tougher. It's about switching gears from our brain's automatic, quick-reaction mode to a more thoughtful, slow-going approach. Making this switch means putting in the work and sticking to it, like choosing to hike up a steep mountain to find a new route instead of taking the easy, well-worn path. Although it's a tougher climb, the views and discoveries along this route offer deeper insights and fresh solutions that you just can't find on the beaten path.


On Applying First Principle Thinking

Let's delve into the practical application of first principles thinking, breaking it down into seven key steps for easier comprehension:

  1. Identify and Define Your Problem: Begin by articulating precisely what you aim to solve or comprehend. This clarity is pivotal for focused and effective thinking, ensuring you're addressing the right issue.

  2. Deconstruct the Problem: Break the problem down into its core components. Distinguish between what you genuinely know about the problem and what constitutes assumptions or received wisdom.

  3. Challenge Assumptions: Critically examine every aspect of the accepted knowledge surrounding your problem. This scrutiny should extend to the so-called facts, methodologies, and beliefs prevalent in the field.

  4. Go Back to Basics: Pinpoint the most fundamental truths or elements related to your problem. These should be incontrovertible facts or principles that are universally acknowledged or empirically verifiable.

  5. Rebuild from the Ground Up: Utilizing the foundational elements you’ve identified, start reconstructing the problem or concept. Innovation occurs here, as you synthesize these basic components in novel ways.

  6. Create New Solutions or Understanding: Leveraging the groundwork laid by fundamental elements, forge new solutions or conceptual frameworks that deviate from traditional approaches.

  7. Test and Refine: Implement your solutions or insights in real-world scenarios. Refine them based on the feedback and outcomes observed.



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Practical Tips for Applying First Principles Thinking


  • Use Analogies with Caution: While useful for illustrating concepts, analogies should not constrain your thinking. Employ them for clarification rather than as a foundation for ideas.

  • Frequent Queries: Regularly asking "Why" and "How" promotes a deeper exploration into the first principles, ensuring you're not just scratching the surface of the issue.

  • Maintain Curiosity and Open-mindedness: First principles thinking often entails challenging the status quo. An open mind is essential to navigate and accept the revelations this process might unveil.

  • Engage in Collaboration and Dialogue: Dialogues with others can be instrumental in revealing underlying truths and examining assumptions more critically.


Feynman the Great Explainer

Richard Feynman stands out as a key proponent of first principles thinking, and no discussion on this topic would be complete without acknowledging his contributions. Known for his distinctive approach to explaining, Feynman prioritized a thorough comprehension of basic principles over mere rote learning. He advocated for a solid grasp of foundational ideas as a prerequisite for exploring more intricate subjects. His celebrated "The Feynman Lectures on Physics" embody this philosophy, breaking down sophisticated physics concepts to their core, demonstrating his method of teaching complex subjects from the ground up.



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"The first principle is that you must not fool yourself — and you are the easiest person to fool." -Richard Feynman

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The Feynman Technique

The "Feynman Technique," while not a formalized method, is deeply rooted in the philosophy of first principles thinking. This approach, designed for both learning and problem-solving, is characterized by four pivotal steps:


  1. Identify a Concept: Select a concept you wish to understand.

  2. Explain it Simply: Attempt to explain the concept in plain, simple terms, as if teaching someone unfamiliar with the subject.

  3. Identify Gaps: Recognize areas where your understanding is lacking.

  4. Review and Simplify: Refine and simplify your explanation, addressing the gaps in understanding identified in the previous step.


This technique not only facilitates deeper understanding but also ensures that knowledge is solidified and accessible.


Contributions to Quantum Mechanics and Quantum Electrodynamics (QED)

Feynman's most profound impact lies in the domain of quantum electrodynamics (QED). His introduction of Feynman diagrams marked a revolutionary shift in the field, providing a first principles-based framework to visualize and calculate particle interactions within quantum field theory. This approach not only demystified complex aspects of QED but also streamlined calculations, making the theory more accessible and comprehensible from a first principles standpoint.


Final Thoughts

As we conclude this exploration of first principles thinking and its champions, it's fitting to highlight a documentary that captures the essence of Feynman's ability to communicate complex physics concepts in an accessible manner. The BBC archive documentary from July 1983, “Feynman: FUN TO IMAGINE,” showcases Feynman's unique capacity to make the intricate world of modern physics not just understandable, but genuinely fascinating to a broad audience.





"First principles thinking is like building a house from the ground up. You don't start with the roof or the walls; you start by laying a solid foundation. It's about understanding the bricks and mortar of ideas before you try to put them all together. This way, when you do build up, every layer makes sense because it's built on something solid and true."


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